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Carl James Fernandez

Pruvise

Newport Beach, CA

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Current Employers
Pruvise

4695 Macarthur Ct 1100, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
  • CA RA
    APPROVED
    Since 2025-09-29

Branch Locations

4695 Macarthur Ct 1100, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Great Pacific Securities Costa Mesa CA 12/2016 Present
Independent Trading Anaheim Hills CA 03/2016 11/2016
  • 12/2016 → Present
    Great Pacific Securities
    Costa Mesa, CA
  • 03/2016 → 11/2016
    Independent Trading
    Anaheim Hills, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-06-30
  • S63 Uniform Securities Agent State Law Examination
    1998-06-30
Designations

View on SEC IAPD

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Other Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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