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Current Employers
Lowell Road Asset Management, Inc.

1295 Northern Boulevard Suite 24, Manhasset, NY 11030 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-15
  • NY RA
    APPROVED
    Since 2021-07-15

Branch Locations

1295 Northern Boulevard Suite 24, Manhasset, NY 11030 • United States

Port Washington, NY • United States

Blank Equity Management Llc

14 Vanderventer Ave Suite 200, Port Washington, NY 11050 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-08
  • NY RA
    APPROVED
    Since 2021-06-08

Branch Locations

14 Vanderventer Ave Suite 200, Port Washington, NY 11050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blank Equity Management Llc Port Washington NY 11/2010 Present
Lowell Road Asset Management, Inc. Port Washington NY 09/2020 Present
Previous Registrations
  • 2005-08-23 → 2011-12-31
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

BLANK EQUITY MANAGEMENT; INVESTMENT RELATED; PORT WASHINGTON, NY; REGISTERED INVESTMENT ADVISOR; OWNER/INVESTMENT ADVISORREPRESENTATIVE; START DATE 11/2010; APPROX 120 HRS/MONTH, 120 HRS DURING SECURITIES TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-09
S63 Uniform Securities Agent State Law Examination 2003-03-19
  • S66 Uniform Combined State Law Examination
    2005-08-09
  • S63 Uniform Securities Agent State Law Examination
    2003-03-19
Designations

View on SEC IAPD

Other Firms

Other Investors

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