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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-05-06
MN RA APPROVED 2014-02-04
  • TX RA
    APPROVED_RES
    Since 2014-05-06
  • MN RA
    APPROVED
    Since 2014-02-04

Branch Locations

715 Old Hwy 8 Nw, New Brighton, MN 55112 • United States

Lino Lakes, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Brighton MN 11/1995 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Other Businesses

Other Business Activities; Rice Creek Covenant Church; Money Counter on Sundays and informal church budget review; 125 Ash Street Shoreview MN 55126, ,; ; 05/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-02-14
  • S63 Uniform Securities Agent State Law Examination
    1996-02-14
Other Names
  • Shawn M Murray

View on SEC IAPD

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