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Lynn Kay Nicolaysen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Duluth, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-06-11
GA RA APPROVED 2004-03-26
  • TX RA
    APPROVED_RES
    Since 2007-06-11
  • GA RA
    APPROVED
    Since 2004-03-26

Branch Locations

2170 Satellite Blvd, Duluth, GA 30097 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 01/1994 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-24
S63 Uniform Securities Agent State Law Examination 1997-11-10
  • S66 Uniform Combined State Law Examination
    2004-01-24
  • S63 Uniform Securities Agent State Law Examination
    1997-11-10
Other Names
  • Lynn K Nicolaysen

View on SEC IAPD

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