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1700 W. Katella Ave., Orange, CA 92867 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-09-25 |
| OR | RA | APPROVED | 2019-09-25 |
Branch Locations
1700 W. Katella Ave., Orange, CA 92867 • USA
Sunriver, OR • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Financial Services, Inc | Minot | ND | 06/2015 | 08/2018 |
| Questar Capital Corporation | Minneapolis | MN | 08/2018 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 08/2018 | 03/2019 |
| Woodbury Financial Services, Inc. | Springfield | OR | 03/2019 | 09/2019 |
| Woodbury Financial Services, Inc. | Springfield | OR | 03/2019 | 09/2019 |
| B.B. Graham & Company | Orange | CA | 09/2019 | Present |
WILLAMETTE VALLEY RETIREMENT SERVICES- POSITION: OWNER, INVESTMENT RELATED: No NUMBER OF HOURS: 80 HRS/MO SECURITIES TRADING HOURS: 80HRS/MO START DATE: 08/28/2019 ADDRESS: 6720 AARON LANE, SPRINGFIELD OR 97478, United States DESCRIPTION: SALES AND SERVICES OF FIXED INSURANCE PRODUCTS. LIFE INSURANCE AGENT.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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