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Penny L Dillon

Morgan Stanley

Spokane, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-02-07
WA RA APPROVED 2013-02-22
  • TX RA
    APPROVED
    Since 2014-02-07
  • WA RA
    APPROVED
    Since 2013-02-22

Branch Locations

717 West Sprague Avenue Suite 500, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc. Spokane WA 10/2007 Present
Morgan Stanley Smith Barney Spokane WA 06/2009 Present
  • 10/2007 → Present
    Citigroup Global Markets, Inc.
    Spokane, WA
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Spokane, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-21
S63 Uniform Securities Agent State Law Examination 2006-08-14
  • S66 Uniform Combined State Law Examination
    2013-02-21
  • S63 Uniform Securities Agent State Law Examination
    2006-08-14
Other Names
  • Penny L Wilson

View on SEC IAPD

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Other Offices

VORPAHL WING ADVISORS, INC. · SPOKANE, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · SPOKANE, WA
LPL FINANCIAL LLC · Spokane, WA
AMERIPRISE FINANCIAL SERVICES, LLC · Spokane, WA
OSAIC WEALTH, INC. · SPOKANE, WA
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