Kerry Douglas Lee

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Santa Fe, NM
• 11/2013 → 11/2021
  Financial Partners, Llc
  Santa Fe, NM
• 11/2021 → Present
  Altamira Financial Group, Llc
  Santa Fe, NM

Previous Registrations

• 2014-03-31 → 2022-01-03
  Financial Partners, Llc
  Santa Fe, NM

Other Businesses

1) 11/16/2010: KCK PRODUCTIONS - PRODUCTION COMPANY - NOT INV REL - AT REPORTED BUSINESS LOCATION - Develops various types of entertainment/media content that includes TV, movies, internet etc - 5% TIME SPENT. 2) 12/13/2013: GCT, LLC - OTHER-LEASING - NOT INV REL - AT REPORTED BUSINESS LOCATION - Owning and leasing a liquor license - 1% TIME SPENT. 3) 05/07/2015: NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - 784 Calle Altamira, Santa Fe, NM - ACTIVITY 1967 Otowi Santa Fe, NM - OBA START 5/1/2015 - 1 HR PER MONTH/0 HRS DURING TRADING. 4) 05/07/2015: NO BUSINESS NAME - REAL ESTATE RENTAL - INV REL - 784 Calle Altamira Santa Fe, NM - ACTIVITY W 1/2 of W 1/2 of Section 9, Township 103 N, Range 37 West Okabena, MN - OBA START 5/1/2015 - 1 HR PER MONTH/0 HRS DURING TRADING. 5) 01/14/2016 - Altamira Financial Group, LLC - Business Entity For Tax/Investment Purposes Only - Altamira Financial Group, LLC - INV REL - 784 Calle Altamira Santa Fe, NM 87501 - TAX PURPOSES ONLY - OBA START 1/6/2011 - 1 HR PER MONTH/1 HR DURING TRADING. 6) 5/6/2018 - Sanlee, LLC - Not Investment Related - Home Based & Santa Fe, NM 87501 - Real Estate Rental - Started 05/01/2018 - 1 Hour Per Month/0 Hours During Securities Trading. 7) 01/04/2022 - Altamira Financial Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 12/20/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Altamira Financial Group, LLC, an independent investment advisor firm. I started this business activity in 11/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. This firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2011-01-28
• S63 Uniform Securities Agent State Law Examination
  1996-03-22