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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-09 |
| CA | RA | APPROVED | 2003-12-15 |
Branch Locations
400 Capitol Mall Ste 1700, Sacramento, CA 95814 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sacramento | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST, INVESTMENT RELATED, CARMICHAEL CA, START 12/21/2007, LESS THAN 1 HOUR / MONTH, DURING BUSINESS HOURS. TRUSTEE FOR FIRST COUSIN, INV RELATED, SACRAMENTO, CA, START 12/2015, 0 HOURS, NO DUTIES. PERSONAL REPRESENTATIVE FOR FATHER; INV RELATED; SACRAMENTO, CA; START 7/2014; 15 HRS/MO; 0 DURING TRADING. MARK II BUILDERS; NOT INVESTMENT RELATED; SACRAMENTO, CA; PRESIDENT - 100% OWNERSHIP; START 08/03/2017; 30-40 HOURS PER MONTH / 0 DURING TRADING HOURS. CONSTRUCTION BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-08 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-19 |
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