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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-31
  • FL RA
    APPROVED
    Since 2019-10-31

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Tampa, FL • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-10-31
  • FL RA
    APPROVED
    Since 2019-10-31

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates St Petersburg FL 08/2018 Present
Raymond James Financial Services, Inc. St Petersburg FL 08/2018 Present
Raymond James Financial Services Advisors Inc. St. Petersburg FL 10/2019 Present
T. Rowe Price Investment Services, Inc. Tampa FL 08/1998 08/2018
  • 08/2018 → Present
    Raymond James & Associates
    St Petersburg, FL
  • 08/2018 → Present
    Raymond James Financial Services, Inc.
    St Petersburg, FL
  • 10/2019 → Present
    St. Petersburg, FL
  • 08/1998 → 08/2018
    T. Rowe Price Investment Services, Inc.
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-10-02
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S65 Uniform Investment Adviser Law Examination
    2019-10-02
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19
Other Names
  • John Joseph Donahoe

View on SEC IAPD

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