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Lisa Listro

Rbc Capital Markets, LLC

Providence, RI

Wakefield, RI

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-01
RI RA APPROVED 2023-01-30
  • TX RA
    APPROVED
    Since 2023-02-01
  • RI RA
    APPROVED
    Since 2023-01-30

Branch Locations

500 Exchange Street Suite 1102, Providence, RI 02903-2637 • United States

Wakefield, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Providence RI 01/2022 Present
House Of Muscle, Llc Wakefield RI 06/2006 12/2019
Edward Jones Charlestown RI 01/2020 12/2021
  • 01/2022 → Present
    Rbc Capital Markets, Llc
    Providence, RI
  • 06/2006 → 12/2019
    House Of Muscle, Llc
    Wakefield, RI
  • 01/2020 → 12/2021
    Edward Jones
    Charlestown, RI
Previous Registrations
  • 2006-03-03 → 2006-05-26
    John Hancock Distributors Llc
    Boston, MA
  • 2002-09-10 → 2005-03-24
    Rbc Capital Markets, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-30
  • S66 Uniform Combined State Law Examination
    2023-01-30
Other Names
  • Lisa A Listro
  • Lisa Ann Listro

View on SEC IAPD

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EDWIN G FISCHER
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Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

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