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Douglas R. Rogers

Focus Partners Wealth, LLC

Tucson, AZ

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-09
  • AZ RA
    APPROVED
    Since 2025-10-09

Branch Locations

2343 E Broadway Blvd Suite 116, Tucson, AZ 85719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sonora Investment Management Tucson AZ 08/1986 10/2021
Sonora Investment Management Group, Llc Tucson AZ 10/2021 Present
Focus Partners Wealth, Llc Boston MA 10/2025 Present
  • 08/1986 → 10/2021
    Sonora Investment Management
    Tucson, AZ
  • 10/2021 → Present
    Sonora Investment Management Group, Llc
    Tucson, AZ
  • 10/2025 → Present
    Focus Partners Wealth, Llc
    Boston, MA
Previous Registrations
  • 2022-09-20 → 2025-10-23
    Sonora Investment Management
    Tucson, AZ
  • 2017-07-19 → 2021-10-01
    Sonora Investment Management Llc
    Tucson, AZ
  • 1994-09-01 → 2005-12-31
    Sonora Investment Management Llc
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-07-12
  • S65 Uniform Investment Adviser Law Examination
    2017-07-12

View on SEC IAPD

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