Thomas Joseph Thompson

Current Employers

Employment History

• 10/2014 → 12/2022
  Sagepoint Financial
  White Bear Lake, MN
• 12/2022 → Present
  Thompson Financial Transitions Inc.
  White Bear Lake, MN
• 05/2011 → Present
  Thompson Financial Transitions Inc.
  White Bear Lake, MN
• 02/2022 → Present
  Kristi Seifert, Llc
  White Bear Lake, MN
• 07/2002 → Present
  Thomas J. Thompson Iii Sole Proprietor
  White Bear Lake, MN

Previous Registrations

• 2014-10-28 → 2022-12-13
  Osaic Services, Inc.
  Estero, FL
  White Bear Lake, MN
• 2010-08-24 → 2014-10-21
  Voya Financial Advisors, Inc.
  St Paul, MN
  St Paul, MN
  Minneapolis, MN
  St Paul, MN
• 2008-09-15 → 2008-10-06
  Securian Financial Services, Inc.
  Minneapolis, MN

Other Businesses

1)INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT AGENT NATURE: I SELL INSURANCE AS AN INDEPENDENT AGENT INVESTMENT RELATED: YES NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2008 ADDRESS: 2736 COUNTY RD D E, WHITE BEAR LAKE MN 55110 DESCRIPTION: I SELL LIFE INSURANCE, LONG TERM CARE AND ANNUITIES WHERE THEY ARE NEEDED FOR CLIENTS. 2)THOMPSON FINANCIAL TRANSITIONS INC POSITION: President NATURE: This is an update of my address to 1895 County Rd E East, Ste 214, White Bear Lake MN 55110 INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/24/2001; ADDRESS: 1895 County Rd E East, Ste 214, White Bear Lake MN 55110 DESCRIPTION: I life insurance and PC under this DBA- Thompson Financial Transitions 3)POA FOR JANET K THOMPSON-MOTHER POSITION: POA with my sister NATURE: I am POA for my mother who has [REDACTED]. I manage her investments, prepare her taxes and pay all her bills INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 02/07/2021 ADDRESS: 1895 County Rd E E, ste 214, White Bear Lake MN 55110, United States DESCRIPTION: I manager her assets as her financial advisor and POA. I pay bills outside of working hours. It was also a fair amount of work to transition my deceased fathers accounts and bills into my mothers name. I am only compensated for the assets I manage for my mother. I am not compensated for paying bills or changing accounts into her name. 4)KRISTI SEIFERT CPA POSITION: tax preparer NATURE: I would help do tax returns for the CPA next door. I would receive a pay check. I would not own any of her business INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 01/11/2022 ADDRESS: 1895 County Rd E E, Ste 202, White Bear Lake MN 55110-4218, United States DESCRIPTION: I would help with overflow when preparing individual tax returns. I would block off about 3 hours a day. I would not be full time and I would be able to still meet with my clients. Jan, Feb and March are slower months for me as an advisor. This would also help with me understanding her business if I would decided to buy in at a later date. This is just a beta test to see if it is a fit for both of us. I will only do this during the months of Jan, Feb, March and some April.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-08-28
• S63 Uniform Securities Agent State Law Examination
  1997-10-17

Designations

Other Names

• Thomas Joseph Thompson
• Thomas Joseph Iii Thompson
• Trey Thompson
• Thomas Thompson