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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-11
  • CT RA
    APPROVED
    Since 2019-01-11

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

East Norwalk, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Fairfeld CT 09/2009 11/2016
Wells Fargo Clearing Services, Llc Fairfeld CT 11/2016 01/2019
Mass Mutual Life Insurance Company Shelton CT 01/2019 Present
Mml Investors Services Shelton CT 01/2019 Present
  • 09/2009 → 11/2016
    Wells Fargo Advisors Llc
    Fairfeld, CT
  • 11/2016 → 01/2019
    Fairfeld, CT
  • 01/2019 → Present
    Mass Mutual Life Insurance Company
    Shelton, CT
  • 01/2019 → Present
    Mml Investors Services
    Shelton, CT
Previous Registrations
  • 2009-09-18 → 2019-01-08
    Fairfield, CT
    Melville, NY
    Norwalk, CT
    Westport, CT
    Purchase, NY
    Norwalk, CT
    Norwalk, CT
  • 2004-10-20 → 2009-09-21
    Banc Of America Investment Services, Inc.
    Norwalk, CT
    Westport, CT
    Norwalk, CT
    Norwalk, CT
    New Canaan, CT
    New Canaan, CT
  • 2004-05-24 → 2004-10-20
    Quick & Reilly, Inc.
    Norwalk, CT
Other Businesses

(1)NAME: ERIC LOVAS INV REL: Y ADDR: 6 CORPORATE DRIVE SHELTON CT 06484 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 02/26/2019 NO HRS: 1 NO HRS DUR TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, FIXED ANNUITIES, LTC, & DI.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-26
S63 Uniform Securities Agent State Law Examination 1996-01-09
  • S65 Uniform Investment Adviser Law Examination
    2004-05-26
  • S63 Uniform Securities Agent State Law Examination
    1996-01-09

View on SEC IAPD

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