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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2018-02-14 |
| KY | RA | APPROVED | 2018-02-14 |
| MI | RA | APPROVED | 2018-02-14 |
| OH | RA | APPROVED | 2018-02-14 |
| TX | RA | APPROVED | 2018-02-14 |
Branch Locations
1095 Nimitzview Drive Suite 302, Cincinnati, OH 45230 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self/Landlord | Indianapolis | IN | 04/2005 | Present |
| Sii Investments, Inc. | Cincinnati | OH | 10/2005 | 02/2018 |
| Lpl Financial Llc | Cincinnati | OH | 02/2018 | Present |
1. 03/16/2018 - Oak Partners, Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 02/15/2018 - 160 Hours Per Month/160 Hours During Securities Trading. 2. 1/6/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 12/16/2019 - 5 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1995-12-18 |
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