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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-02-16 |
| OH | RA | APPROVED | 2017-08-09 |
| KY | RA | APPROVED | 2017-08-08 |
Branch Locations
740 Centre View Blvd Fl 5, Crestview Hills, KY 41017 • United States
4760 Red Bank Rd Ste 220, Cincinnati, OH 45227 • United States
Cincinnati, OH • United States
113 N Hambden St, Chardon, OH 44024-1166 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Little Dutch Trading Company | Cincinnati | OH | 08/2003 | 08/2017 |
| Ameriprise Financial Services Inc | Crestview Hills | KY | 08/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Cincinnati | OH | 03/2020 | Present |
Business Ownership; Little Dutch Trading Company; ; LLC will be used to manage business expenses incurred as an FA and insurance agent.; 3727 Boomer RoadCincinnati, OH 45247, ,; Investment-Related; 01/01/2003; 1 to 9 hours per month; 0 during trading hours. Outside Employment; River Hills Consulting Services, LLC; Employee; Part of AMP practice; 740 Centre View Blvd 5th Floor, , Crestview Hills, KY, 41017; Investment-Related; 07/01/2024; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-04-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1996-05-06 |
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