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Richard E Mundinger

Rmh Investment Management, LLC

Tucson, AZ

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Current Employers
Rmh Investment Management, Llc

3430 E Sunrise Drive Suite 180, Tucson, AZ 85718-3236 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2019-03-29
  • AZ RA
    APPROVED
    Since 2019-03-29

Branch Locations

3430 E Sunrise Drive Suite 180, Tucson, AZ 85718-3236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rmh Investment Management, Llc Tucson AZ 09/2008 Present
Imus Wilkinson & Mundinger Investment Management, Llc Tucson CA 02/2017 06/2018
Previous Registrations
  • 2009-01-01 → 2018-12-31
    Rmh Investment Management, Llc
    Tucson, AZ
  • 2017-03-16 → 2018-06-08
    Imus Wilkinson Investment Management, Llc
    Tucson, AZ
  • 2009-01-01 → 2016-12-31
    Rmh Investment Management, Llc
    Tucson, AZ
  • 2009-01-01 → 2011-12-31
    Rmh Investment Management, Llc
    Tucson, AZ
  • 2006-11-16 → 2008-12-31
    Sunrise Capital Management, Llc
    Tucson, AZ
  • 2004-10-25 → 2007-12-31
    Sunrise Investment Management Llc
    Tucson, AZ
  • 2004-10-25 → 2006-12-31
    Sunrise Investment Management Llc
    Tucson, AZ
  • 2003-03-28 → 2004-12-08
    Qa3 Financial Llc
    Tucson, AZ
  • 2002-08-13 → 2003-03-28
    Rbc Capital Markets, Llc
    Tucson, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-03
S63 Uniform Securities Agent State Law Examination 1995-12-27
  • S65 Uniform Investment Adviser Law Examination
    1996-01-03
  • S63 Uniform Securities Agent State Law Examination
    1995-12-27
Designations

View on SEC IAPD

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