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Current Employers
Nvest Financial, Llc

Two International Drive Suite 110, Portsmouth, NH 03801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-03
MA RA APPROVED 2021-01-04
NH RA APPROVED 2012-03-19
ME RA APPROVED 2008-02-06
  • TX RA
    APPROVED
    Since 2022-08-03
  • MA RA
    APPROVED
    Since 2021-01-04
  • NH RA
    APPROVED
    Since 2012-03-19
  • ME RA
    APPROVED
    Since 2008-02-06

Branch Locations

Two International Drive Suite 110, Portsmouth, NH 03801 • United States

48 Free Street Suite 200, Portland, ME 04101 • United States

69 York Street Suite 1, Kennebunk, ME 04043 • United States

222 Rosewood Drive Suite 310, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 06/2003 08/2025
Nvest Financial, Llc Portsmouth NH 06/2003 08/2025
Nvest Financial, Llc Portland ME 08/2025 Present
Pks Investments Albany NY 08/2025 Present
Previous Registrations
  • 2003-06-06 → 2022-02-28
    Kennebunk, ME
    Kennebunk, ME
    Bangor, ME
    Portsmouth, NH
    Boston, MA
    Danvers, MA
    Lynn, MA
    Rye, NH
    Portland, ME
Other Businesses

1. Nichole Raftopoulos is dually registered as an Investment Advisor Representative with Nvest Financial LLC ("Nvest") and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. ("PKS"). Business is conducted from 2 International Dr, Suite 110, Portsmouth, NH 03801. Approximately 90% of Ms. Raftopoulos' time is for services under Nvest, and the balance is as a Registered Representative of PKS. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional Insurance. Agent. Start date: 08/2025. 5 hrs/month; all during trading hours. Provide insurance advice based on the needs of client(s). 3. Nikoletta, LLC. Not investment related. 69 York Street, Kennebunk, ME 04043. Real estate rental. LLC Member. Start date: 02/2007. 1 hr/month; not during trading hours. Entity created to own our commercial condo. 4. Operation Love From Home. Not investment related. 2 International Drive, Suite 110, Portsmouth, NH 03801. Non-profit. Owner. Start date: 03/2022. 2 hrs/month; 1 during trading hours. Co-founder and President. Collect donations of goods or money to gift to those in need including Food Insecurity, Pet Support, helping active military/veteran's and families. 5. Deep Blue C Studio Orchestra. Not investment related. 26 Signature Drive, Rye, NH 03870. Musician. Singer. Start date: 07/2019. 10 hrs/month; none during trading hours. I am a singer with this stage orchestra. We perform about 10-15 concerts per year and rehearse once per month on average. 6. Kennebunk Savings Bank. Not investment related. 7 Alewive Park, West Kennebunk, ME 04043. Board of Directors. Board Member. Start date: 07/2024. 8 hrs/month; 6 during trading hours. I am a Board of Director with Kennebunk Savings Bank. We set policy for the bank, review bank audits, oversee management, etc.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-03-01
S63 Uniform Securities Agent State Law Examination 1996-02-16
  • S65 Uniform Investment Adviser Law Examination
    1996-03-01
  • S63 Uniform Securities Agent State Law Examination
    1996-02-16
Designations
Other Names
  • Nichole Demetria Fanjoy
  • Nichole D Fanjoy
  • Nichole Demetria Durocher
  • Nichole Demetria Durocher

View on SEC IAPD

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