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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-11-25 |
| NC | RA | APPROVED | 2008-11-14 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Huntersville | NC | 11/2008 | Present |
| Bank Of America, Na | Huntersville | NC | 12/2009 | Present |
I*1562262 Name of OBA: The Algarve Experience Address: Charlotte, North Carolina Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/01/2024 No Hours :0 No Hours during trading: 0 Duties: Host recreational trips for small groups of people to various destinations foreign and domestic. I*2341260, Entity Type: Fiduciary role Name of OBA: C C A TTEE U/W C F A, Address: Fallston, Maryland, 21047, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 13-May-2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: Trustee for parents I*2389348, Entity Type: Fiduciary role Name of OBA: C C A TTEE U/W C F A, Address: Fallston, Maryland, 21047, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 17-Apr-2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: Trustee for parents I*: 2466271 Entity Type: Fiduciary role Name of OBA: C. A. TTEE U/A DTD 04/23/2025 BY C. F A. Address: Fallston, MD 21047 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/13/2025 Number of Hours: 4 hrs annually Number of Hours during trading: 4 hrs annually Duties: Trustee for parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-23 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-25 |
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