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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-11-25
NC RA APPROVED 2008-11-14
  • TX RA
    APPROVED_RES
    Since 2008-11-25
  • NC RA
    APPROVED
    Since 2008-11-14

Branch Locations

8015 W Kenton Cir, Huntersville, NC 28078 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Huntersville NC 11/2008 Present
Bank Of America, Na Huntersville NC 12/2009 Present
  • 11/2008 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Huntersville, NC
  • 12/2009 → Present
    Bank Of America, Na
    Huntersville, NC
Previous Registrations
Other Businesses

I*1562262 Name of OBA: The Algarve Experience Address: Charlotte, North Carolina Investment Related: No Position, Title, Association: Owner Employee Start Date: 01/01/2024 No Hours :0 No Hours during trading: 0 Duties: Host recreational trips for small groups of people to various destinations foreign and domestic. I*2341260, Entity Type: Fiduciary role Name of OBA: C C A TTEE U/W C F A, Address: Fallston, Maryland, 21047, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 13-May-2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: Trustee for parents I*2389348, Entity Type: Fiduciary role Name of OBA: C C A TTEE U/W C F A, Address: Fallston, Maryland, 21047, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 17-Apr-2025, No Hours: 4 Yearly, No Hours during Trading: 4 Yearly, Duties: Trustee for parents I*: 2466271 Entity Type: Fiduciary role Name of OBA: C. A. TTEE U/A DTD 04/23/2025 BY C. F A. Address: Fallston, MD 21047 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 05/13/2025 Number of Hours: 4 hrs annually Number of Hours during trading: 4 hrs annually Duties: Trustee for parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-23
S63 Uniform Securities Agent State Law Examination 1996-01-25
  • S65 Uniform Investment Adviser Law Examination
    2002-07-23
  • S63 Uniform Securities Agent State Law Examination
    1996-01-25
Other Names
  • Cristopher Angelino
  • Christopher Charles Angelino

View on SEC IAPD

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