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Kyle Thomas Bricker

Charles Schwab & Co., Inc.

Indianapolis, IN

Austin, TX

CRD 2685912

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2016-04-01
  • IN RA
    APPROVED
    Since 2016-04-01

Branch Locations

8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 11/2005 Present
Self Employed Fortville IN 08/2005 07/2017
Previous Registrations
  • 2005-12-16 → 2016-02-17
    Charles Schwab & Co., Inc.
    Indianapolis, IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
    Indianapolis, IN
    Indianapolis, IN
    Fishers (Indianapolis), IN
  • 2003-09-10 → 2005-11-08
    Equitable Advisors, Llc
    Indianapolis, IN
  • 2003-07-22 → 2003-09-15
    Td Ameritrade, Inc.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-16
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S66 Uniform Combined State Law Examination
    2003-07-16
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02

View on SEC IAPD

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