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800 Fifth Avenue Suite 2800, Seattle, WA 98104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-03-25 |
Branch Locations
800 Fifth Avenue Suite 2800, Seattle, WA 98104 • United States
100 Park Avenue, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley & Co. Llc | New York | NY | 06/2004 | 07/2017 |
| Morgan Stanley Smith Barney Llc | New York | NY | 10/2013 | 12/2020 |
| Morgan Stanley Distribution, Inc. | New York | NY | 12/2020 | 05/2023 |
| Morgan Stanley Investment Management Inc. | New York | NY | 12/2020 | 05/2023 |
| Eaton Vance Distributors, Inc. | New York | NY | 06/2023 | Present |
| Parametric Portfolio Associates | New York | NY | 03/2024 | Present |
*709353 - Yale University School of Management; Investment related - No; New Haven, Connecticut; Education; Teaching Assistant (TA) (proprietor, partner, officer, director, employee, trustee, agent); 08/2026; During business hours: 0; After business hours: 20; TA for Corporate Finance MBA class *559132 - Trinity Church Southport; Investment related -No; Southport, Connecticut; Religious; Investment Committee (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 1; After business hours: 1; Investment Decisions/Advice *665876- Yale University; Investment related-No; New Haven, Connecticut; Education Contractor (proprietor, partner, officer, director, employee, trustee, agent); 11/2025; During business hours: 0; After business hours: 4; I will be a TA for a first year executive MBA class called "Investor" which introduces investment management concepts for first year business school student.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-07 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-15 |
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