Carolyn Ann Mcclinton

Employer firm

Global View Capital Management LLC CRD 158292

$775M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISER TO OTHER ADVISERS & ADVICE TO PARTICIPANTS OF 401(K), 403B, 457 AND SIMPLE RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → Present
  Carolyn Mc Clinton D/B/A Professional Management Group
  Gary, IN
• 11/2010 → Present
  Global View Capital Insurance Services, Llc
  Waukesha, WI
• 01/2014 → Present
  Global View Capital Management, Llc
  Waukesha, WI
• 05/2013 → Present
  Global View Capital Advisors, Llc
  Waukesha, WI
• 04/2023 → Present
  Experior Financial Group, Inc.
  Cheektowago, NY

Previous Registrations

• 2010-11-05 → 2013-12-31
  The Strategic Financial Alliance, Inc.
  Merrillville, IN
  Merrillville, IN
  Waukesha, WI
• 2006-07-07 → 2010-11-08
  Investment Advisors International, Inc.
  Merrillville, IN
  Merrillville, IN
• 2005-09-27 → 2006-08-21
  Transamerica Financial Advisors, Llc
  Merrillville, IN

Other Businesses

[1] MILLER COMMUNITY FUND; NOT INVESTMENT RELATED; P.O. BOX 2573, GARY, IN 46403; CHARITABLE FUND THAT WILL SECURE & DIRECT LONG AND SHORT TERM RESOURCES TOWARD PROJECTS AND ORGANIZATIONS IN THE COMMUNITY WITH ZIP CODE 40463, TO POSITIVELY INFLUENCE THE QUALITY OF LIFE; BOARD MEMBER; STARTED: JULY 2008; APPROX. 5-6 HRS/MO; APPROX. 4 HRS/QTR AS NEEDED FOR PROJECTS AND MEET WITH OTHER BOARD MEMBERS DURING TRADING FOR A TOTAL OF 12 HRS; REVIEW GRANT APPLICATIONS TO FUND A PROJECT AND IF VIABLE THAT FALLS IN GUIDELINES, VOTE TO APPROVE OR REJECT. [2] CAROLYN MCCLINTON D/B/A PROFESSIONAL MANAGEMENT GROUP; NOT INVESTMENT RELATED; FLOW-THROUGH ENTITY FOR REVENUE & EXPENSES EARNED FROM GVC ENTITIES & FILE TAX RETURNS; PRESIDENT & OWNER; STARTED: 11/2012 TO PRESENT; APPROX. 40-50 HRS/MO OUTSIDE TRADING; APPROX. ZERO HRS/MO DURING TRADING; RESPONSIBILITIES: ADMINISTRATION AND ACCOUNTING. [3] GLOBAL VIEW CAPITAL INSURANCE SERVICES, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL ADVISORS, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; INSURANCE; INSURANCE AGENT; STARTED: 11/2010; APPROX. 46 HRS/MO; APPROX. 46 HRS/MO DURING TRADING; RESPONSIBILITIES: MARKETING, EDUCATION AND SALES OF FIXED INSURANCE PRODUCTS FOR MULTIPLE PROVIDER COMPANIES TO PROSPECTIVE CLIENTS AND EXISTING CLIENTS WITH FOCUS ON SALE OF LIFE, LONG TERM CARE AND DISABILITY INSURANCE PRODUCTS. [4] GLOBAL VIEW CAPITAL ADVISORS, LLC, AN AFFILIATE OF GLOBAL VIEW CAPITAL MANAGEMENT, LLC; YES; HQ ADDR: N14W23833 STONE RIDGE DRIVE, SUITE 350, WAUKESHA, WI 53188; MARKETING FIRM FOR INSURANCE AND ADVISORY SERVICES; INDEPENDENT CONTRACTOR; AFFILIATION DATE: 05-17-2013; APPROX. 150 ADVISORY HRS/MO; APPROX. 104 ADVISORY HRS/MO DURING TRADING; MARKET-EDUCATE & SELL GVCM ADVISORY SERVICES & GVCI INSURANCE SERVICES. GVCI HOURS LISTED SEPARATELY. [5] EXPERIOR FINANCIAL GROUP, INC.; YES-INVESTMENT RELATED; HEADQUARTERS ADDRESS: 300 AIRBORNE PARKWAY, SUITE 208, CHEEKTOWAGO, NY 14225; NATURE: INSURANCE; POSITION: INSURANCE AGENT; STARTED: 04.04.2023; APPROX. 30 HRS/MONTH DURING TRADING HOURS; APPROX. 15 HRS/MONTH OUTSIDE TRADING HOURS; RESPONSIBILITIES: MARKET, EDUCATE AND SELL LIFE PRODUCTS INCLUDING FIXED AND INDEXED ANNUITIES FOR MULTIPLE PROVIDER COMPANIES AND SERVICE INSURANCE CLIENTS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-08-13
• S63 Uniform Securities Agent State Law Examination
  1995-12-12

Other Names

• Carolyn Ann Johnson
• Carolyn Ann Ashford
• Carolyn Ann Draine
• Carolyn Ann Mcclinton