James Christopher Cook

Current Employers

Beacon Capital Management, Inc.

7777 Washington Village Drive Suite 280, Dayton, OH 45459 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2017-04-03
MT	RA	APPROVED	2017-03-29
RI	RA	APPROVED	2017-03-29
AR	RA	APPROVED	2017-03-28
HI	RA	APPROVED	2015-02-09
NV	RA	APPROVED	2015-01-05
MS	RA	APPROVED	2014-12-18
DE	RA	APPROVED	2014-12-17
KS	RA	APPROVED	2014-12-12
NM	RA	APPROVED	2014-12-11
SC	RA	APPROVED	2014-03-24
GA	RA	APPROVED	2013-04-02
FL	RA	APPROVED	2013-03-25
MA	RA	APPROVED	2013-03-25
AZ	RA	APPROVED	2013-03-21
MD	RA	APPROVED	2013-03-12
IN	RA	APPROVED	2013-02-22
UT	RA	APPROVED	2013-02-14
IA	RA	APPROVED	2013-02-11
AL	RA	APPROVED	2013-02-06
CT	RA	APPROVED	2013-02-06
KY	RA	APPROVED	2013-02-06
MI	RA	APPROVED	2013-02-06
NJ	RA	APPROVED	2013-02-06
CO	RA	APPROVED	2013-02-05
ID	RA	APPROVED	2013-02-05
NH	RA	APPROVED	2013-02-05
NC	RA	APPROVED	2013-02-05
OR	RA	APPROVED	2013-02-05
PA	RA	APPROVED	2013-02-05
TX	RA	APPROVED_RES	2013-02-05
VA	RA	APPROVED	2013-02-05
WA	RA	APPROVED	2013-02-05
CA	RA	APPROVED	2013-02-04
IL	RA	APPROVED	2013-02-04
LA	RA	APPROVED	2013-02-04
WI	RA	APPROVED	2013-02-04
OH	RA	APPROVED	2003-01-21

OK RA
APPROVED

Since 2017-04-03
MT RA
APPROVED

Since 2017-03-29
RI RA
APPROVED

Since 2017-03-29
AR RA
APPROVED

Since 2017-03-28
HI RA
APPROVED

Since 2015-02-09
NV RA
APPROVED

Since 2015-01-05
MS RA
APPROVED

Since 2014-12-18
DE RA
APPROVED

Since 2014-12-17
KS RA
APPROVED

Since 2014-12-12
NM RA
APPROVED

Since 2014-12-11
SC RA
APPROVED

Since 2014-03-24
GA RA
APPROVED

Since 2013-04-02
FL RA
APPROVED

Since 2013-03-25
MA RA
APPROVED

Since 2013-03-25
AZ RA
APPROVED

Since 2013-03-21
MD RA
APPROVED

Since 2013-03-12
IN RA
APPROVED

Since 2013-02-22
UT RA
APPROVED

Since 2013-02-14
IA RA
APPROVED

Since 2013-02-11
AL RA
APPROVED

Since 2013-02-06
CT RA
APPROVED

Since 2013-02-06
KY RA
APPROVED

Since 2013-02-06
MI RA
APPROVED

Since 2013-02-06
NJ RA
APPROVED

Since 2013-02-06
CO RA
APPROVED

Since 2013-02-05
ID RA
APPROVED

Since 2013-02-05
NH RA
APPROVED

Since 2013-02-05
NC RA
APPROVED

Since 2013-02-05
OR RA
APPROVED

Since 2013-02-05
PA RA
APPROVED

Since 2013-02-05
TX RA
APPROVED_RES

Since 2013-02-05
VA RA
APPROVED

Since 2013-02-05
WA RA
APPROVED

Since 2013-02-05
CA RA
APPROVED

Since 2013-02-04
IL RA
APPROVED

Since 2013-02-04
LA RA
APPROVED

Since 2013-02-04
WI RA
APPROVED

Since 2013-02-04
OH RA
APPROVED

Since 2003-01-21

Branch Locations

14 West First Street, Ste 302, Dayton, OH 45402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Tavenner Company	Springfield	OH	10/2001	Present
Beacon Capital Management, Inc.	Dayton	OH	07/1999	Present

10/2001 → Present

The Tavenner Company

Springfield, OH
07/1999 → Present

Beacon Capital Management, Inc.

Dayton, OH

Other Businesses

SALE OF NON-SECURITY CONVENTIONAL LIFE AND ANNUITY BUSINESS. OWNS AND OPERATES AN INVESTMENT ADVISORY ---BEACON CAPITAL MANAGEMENT INC. OHIO DIVISION OF SECURITIES LICENSED.TIME SPENT IN INVESTMENT ADVISORY IS 40 HOURS A WEEK, VARIABLE AND CONVENTIONAL SALES AND SERVICE APPROXIMATELY 20 HOURS WEEKLY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-02-22
S65	Uniform Investment Adviser Law Examination	1996-02-22

S63 Uniform Securities Agent State Law Examination

1996-02-22
S65 Uniform Investment Adviser Law Examination

1996-02-22

Other Names

Chris Cook

View on SEC IAPD

Current Employers

Beacon Capital Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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