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Dawn Marie Barrett

Rbc Capital Markets, LLC

Minneapolis, MN

Elk River, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-18
TX RA APPROVED 2021-11-18
MN RA APPROVED 2018-11-27
  • NY RA
    APPROVED
    Since 2021-11-18
  • TX RA
    APPROVED
    Since 2021-11-18
  • MN RA
    APPROVED
    Since 2018-11-27

Branch Locations

250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States

Elk River, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Wealth Management Minneapolis MN 09/1995 Present
  • 09/1995 → Present
    Rbc Wealth Management
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-27
S63 Uniform Securities Agent State Law Examination 2013-09-27
  • S66 Uniform Combined State Law Examination
    2018-11-27
  • S63 Uniform Securities Agent State Law Examination
    2013-09-27
Other Names
  • Dawn Marie Oszakiewski
  • Dawn Marie Oszakiewski
  • Dawn Marie Books
  • Dawn Marie Books

View on SEC IAPD

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