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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-05-07 |
| ND | RA | APPROVED | 2015-03-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Fargo | ND | 03/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Fargo | ND | 03/2015 | Present |
(1)Name of Business: Sts Anne and Joachim Church Address: 5202 25 ST S, FARGO, ND, 58104, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 01/02/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I continue to sit on the Finance Council of my local church to see hear and understand the Church's financial position and help provide guidance if necessary to the pastor. I have not access to funds and am not a control person.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-26 |
| S65 | Uniform Investment Adviser Law Examination | 1996-01-25 |
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