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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2003-01-27
  • MO RA
    APPROVED
    Since 2003-01-27

Branch Locations

10093 W. Florissant Ave, St. Louis, MO 63136-2101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2002 Present
Cetera Investment Advisers Llc Schaumburg IL 10/2002 Present
Other Businesses

1)TAX SERVICES INC - NOT INVESTMENT RELATED - AND THE ADDRESS IS 10093 W. FLORISSANT IN ST. LOUIS, MO. - NATURE OF BUSINESS: ACCOUNTING & TAX (INDIVIDUAL AND BUSINESS 2)CDS PROPERTY, LLC, NOT INVESTMENT RELATED, 10093 WEST FLORISSANT AVE, ST LOUIS, MO, 63136., REAL ESTATE, STARTED 04/2019, POSITION/TITLE/RELATIONSHIP: PARTNER, APX ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PARTNER WITH SPOUSE OWNED COMMERCIAL BUILDING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-24
S63 Uniform Securities Agent State Law Examination 1995-11-27
  • S65 Uniform Investment Adviser Law Examination
    2003-01-24
  • S63 Uniform Securities Agent State Law Examination
    1995-11-27

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