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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-05 |
| MN | RA | APPROVED | 2023-05-17 |
Branch Locations
701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
756 Century Ave Sw, Hutchinson, MN 55350 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New Era Financial Advisors, Inc. | Wayzata | CA | 03/1999 | 05/2023 |
| New Era Financial Group, Inc. | Wayzata | MN | 03/1999 | 05/2023 |
| J.W. Cole Financial, Inc. | Hutchinson | MN | 05/2013 | 05/2023 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 01/2014 | 05/2023 |
| Lpl Financial Llc | Hutchinson | MN | 05/2023 | 06/2025 |
| Wealth Enhancement Advisory Services | Hutchinson | MN | 05/2023 | Present |
| Wealth Enhancement Group | Hutchinson | MN | 05/2023 | Present |
| Wealth Enhancement Brokerage Services | Hutchinson | MN | 05/2023 | Present |
1) 4/2023 - MGE LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Hutchinson MN / Start date 5/5/2006 - 0 Hrs per month 2) 4/2023 - Gallagher Global headquarter / Non-Variable Insurance / Investment Related / Meadow IL / Start date 5/1/2023 - 8 hrs per month 3) 4/2023 - TRUSTEE OVER MELISSA KETCHER REV. TRUST / Act in a Fiduciary Capacity / Investment Related / Hutchinson MN / Start date - 1/1/2008 - 0Hrs per month 4) 4/2023 - FARM LAND / Real Estate Rental / Investment Related / Start date 1/1/2013 - 0 Hrs per month 5) 06/07/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 5/1/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 7) 12/30/2024 - Ash Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/23/2024 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-12-04 |
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