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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-04-05
MN RA APPROVED 2023-05-17
  • LA RA
    APPROVED
    Since 2024-04-05
  • MN RA
    APPROVED
    Since 2023-05-17

Branch Locations

701 Carlson Pkwy Suite 410, Minnetonka, MN 55305 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

756 Century Ave Sw, Hutchinson, MN 55350 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New Era Financial Advisors, Inc. Wayzata CA 03/1999 05/2023
New Era Financial Group, Inc. Wayzata MN 03/1999 05/2023
J.W. Cole Financial, Inc. Hutchinson MN 05/2013 05/2023
J.W. Cole Advisors, Inc. Tampa FL 01/2014 05/2023
Lpl Financial Llc Hutchinson MN 05/2023 06/2025
Wealth Enhancement Advisory Services Hutchinson MN 05/2023 Present
Wealth Enhancement Group Hutchinson MN 05/2023 Present
Wealth Enhancement Brokerage Services Hutchinson MN 05/2023 Present
  • 03/1999 → 05/2023
    New Era Financial Advisors, Inc.
    Wayzata, CA
  • 03/1999 → 05/2023
    New Era Financial Group, Inc.
    Wayzata, MN
  • 05/2013 → 05/2023
    J.W. Cole Financial, Inc.
    Hutchinson, MN
  • 01/2014 → 05/2023
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 05/2023 → 06/2025
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Advisory Services
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Group
    Hutchinson, MN
  • 05/2023 → Present
    Wealth Enhancement Brokerage Services
    Hutchinson, MN
Previous Registrations
  • 2023-07-12 → 2023-07-28
    Hutchinson, MN
    Hutchinson, MN
    San Diego, CA
  • 2014-01-22 → 2023-05-31
    New Era Financial Advisors, Inc.
    Wayzata, MN
  • 2014-01-30 → 2023-05-02
    Tampa, FL
    Hutchinson, MN
Other Businesses

1) 4/2023 - MGE LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Hutchinson MN / Start date 5/5/2006 - 0 Hrs per month 2) 4/2023 - Gallagher Global headquarter / Non-Variable Insurance / Investment Related / Meadow IL / Start date 5/1/2023 - 8 hrs per month 3) 4/2023 - TRUSTEE OVER MELISSA KETCHER REV. TRUST / Act in a Fiduciary Capacity / Investment Related / Hutchinson MN / Start date - 1/1/2008 - 0Hrs per month 4) 4/2023 - FARM LAND / Real Estate Rental / Investment Related / Start date 1/1/2013 - 0 Hrs per month 5) 06/07/2023 - WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 5/1/2023 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 06/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 7) 12/30/2024 - Ash Brokerage - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 12/23/2024 - 1 hour per month/ during trading

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-04
  • S63 Uniform Securities Agent State Law Examination
    1995-12-04
Other Names
  • Shad Ketcher
  • Shad Ray Ketcher

View on SEC IAPD

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