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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
3030 N Rocky Point Dr W, Tampa, FL 33607 • United States
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Tampa | FL | 07/2012 | Present |
| Independent Financial Partners | Tampa | FL | 07/2012 | 01/2019 |
| Iht Wealth Management Llc | Tampa | FL | 01/2019 | Present |
1. 08/15/2012: Daniel P Pappas Financial Inc - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - 1% Time Spent - for accounting purposes only; not held out to the public. 2. 2/12/2019 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 02/01/2019 - 160 Hours Per Month/7 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 02/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/27/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 12/05/2014 - 5 Hours Per Month/0 Hours During Securities Trading - Selling fixed annuities. 4. 3/25/2021 - DWF Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/09/2021 - 160 Hours Per Month/8 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-19 |
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