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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-01-19 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 10/2009 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 10/2009 | 03/2019 |
| Woodbury Financial Services, Inc. | Pittsburg | KS | 03/2019 | Present |
| Woodbury Financial Services, Inc. | Pittsburg | KS | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Pittsburg | KS | 01/2024 | Present |
1. NOTARY PUBLIC POSITION: Notary Public NATURE: Providing Notary Seal certification for documents where the client is required to have a notary seal. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/1978 ADDRESS: 311 S. Broadway, Suite B, Pittsburg KS 66762, United States DESCRIPTION: Providing Notary Seal certification for documents where the client is required to have a notary seal. 2. GEORGE M. BARBERICH POSITION: Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 10/02/1995 ADDRESS: 311 S. Broadway,, Suite B, Pittsburg KS 66762-5101, United States DESCRIPTION: Provide life insurance quotes and annuity quotes for clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-28 |
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