Best Investors Account Sign in
Inactive

Douglas Alan Haws

Tom Johnson Investment Management, LLC

Oklahoma City, OK

Claim This Profile
Current Employers
Tom Johnson Investment Management, Llc

201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1999-01-01
OK RA APPROVED 1997-07-02
  • TX RA
    APPROVED_RES
    Since 1999-01-01
  • OK RA
    APPROVED
    Since 1997-07-02

Branch Locations

201 Robert S. Kerr Ave, Suite 510, Oklahoma City, OK 73102-4202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tom Johnson Investment Management, Inc. Oklahoma City OK 10/1994 Present
  • 10/1994 → Present
    Tom Johnson Investment Management, Inc.
    Oklahoma City, OK
Other Businesses

DIRECTOR-PRIMARY MEDICAL INC.,NORMAN,OKLAHOMA - TERMINATED 10/2006

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-01-28
S65 Uniform Investment Adviser Law Examination 1995-10-26
  • S63 Uniform Securities Agent State Law Examination
    1997-01-28
  • S65 Uniform Investment Adviser Law Examination
    1995-10-26
Designations
Other Names
  • Doug Haws

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
HILLTOP SECURITIES INC.
LPL FINANCIAL LLC
UBS FINANCIAL SERVICES INC.
EQUITABLE ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
FOURPATH CAPITAL MANAGEMENT, LLC
G. DEWAYNE MCANALLY

Other Investors

Matthew Kyle Sanders
Scott Morrison Mullins
Bridgette Nicole Hundon
Peyton j Henry
ROBERT COLLINS RYLAND
DAWN M MASLAR
CARRIE K NICHOLS
Brandy M Webster

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

More in Oklahoma City, OK

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor