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Tom Johnson Investment Management, LLC CRD 104511
$1.63B regulatory AUM 5,631 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
201 Robert S. Kerr, Suite 510, Oklahoma City, OK 73102-4202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 1999-01-01 |
| OK | RA | APPROVED | 1997-07-02 |
Branch Locations
201 Robert S. Kerr Ave, Suite 510, Oklahoma City, OK 73102-4202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tom Johnson Investment Management, Inc. | Oklahoma City | OK | 10/1994 | Present |
DIRECTOR-PRIMARY MEDICAL INC.,NORMAN,OKLAHOMA - TERMINATED 10/2006
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 1995-10-26 |
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