Joseph Alan Perry

Current Employers

Employment History

• 09/2011 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 01/2013 → 11/2020
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 04/2013 → Present
  Aviso Wealth Management (Potomac Investments)
  Seattle, WA
• 03/2020 → 11/2021
  Cetera Advisors
  Denver, CO
• 11/2020 → 11/2020
  First Allied Advisory Services
  Schaumburg, IL
• 04/2013 → Present
  Potomac Investments
  Seattle, WA
• 09/2022 → 09/2023
  Cetera Advisors Llc
  Seattle, WA
• 10/2022 → Present
  Don Pepe'S Garage Llc
  Doylestown, WA
• 09/2023 → Present
  Osaic
  Doylestown, PA

Previous Registrations

• 2020-11-13 → 2023-10-04
  Cetera Investment Advisers Llc
  Augusta, ME
  Doylestown, PA
  Bellevue, WA
  Scottsdale, AZ
  Fort Lauderdale, FL
  Selinsgrove, PA
  Hawthorne, NY
• 2020-03-20 → 2021-11-16
  Cetera Advisors Llc
  Bradenton, FL
• 2013-01-08 → 2020-11-13
  First Allied Advisory Services, Inc.
  Seattle, WA
  Warminster, PA
  Selinsgrove, PA
  Scottsdale, AZ
  Augusta, ME
  Seattle, WA
  Fort Lauderdale, FL
  Hawthorne, NY
• 2007-06-21 → 2016-12-31
  Aviso Wealth Management
  Seattle, WA
  Southampton, PA
  Selinsgrove, PA
• 2010-03-30 → 2010-12-31
  Jhs Capital Advisors, Llc
  Sarasota, FL
  Seattle, WA
  Tampa, FL
  Portland, ME
  New York, NY
  Washington, DC
• 2007-06-18 → 2010-03-31
  Gunnallen Financial, Inc
  Seattle, WA
  Washington Dc, DC
  Mclean, VA
  Mclean, VA
  Portland, ME
• 2002-09-23 → 2007-06-18
  Wells Fargo Advisors Financial Network, Llc
  Mclean, VA
  Mclean, VA
  Mclean, VA
  Portland, ME
  Portland, ME
• 1997-07-24 → 2002-10-01
  Ubs Financial Services Inc.
  Washington, DC

Other Businesses

1.AVISO FINANCIAL, LLC POS: Pres NATURE: entity is LLC and D.B.A. for securities/insurance biz conducted through Osaic Wealth, Inc. INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 5/3/13 ADDY: Doylestown, PA PA 18901 DESCRIPT: RR & Managing Member/Pres of the LLC W/Osaic Wealth, Inc. - this entity is our D.B.A. for all business conducted through Osaic. 2. AVISO WEALTH MGMT POS: Pres NATURE: Corp is Reg IA firm CRD # 108146 f/k/a Potomac Investments, Inc. INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 6/15/07 ADDY: Doylestown, PA 18901 DESCRIPT: IA Rep for portfolio strategies/mgmt/Pres/Chairman 3. AVISO TAX SERVICES, LLC POS: Pres NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 4/16/21 ADDY: Northumberland PA 17857 DESCRIPT: may solicit/refer clients to company 4. AVISO FINANCIAL OF VIRGINIA, LLC POS: MGMT NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 2/13/17 ADDY: 5987 Shetland Dr Doylestown PA 18902 DESCRIPT: not currently being used/intended to be DBA for future Virginia practice. 5. AVISO 227 HOLDINGS, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/03/23 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: Managing Member LLC. 6. CNBA HOLDING COMPANY LTD POS: Pres NATURE: Corp INVESTMENT RELATED: Yes # OF HRS: 160 SECURITIES TRADING HRS: 160 START DATE: 12/31/12 ADDRESS: 227 Pt Township Dr, Northumberland PA 17857 DESCRIPTION: RR at Osaic Wealth Inc. entity is a dba for our Selinsgrove location. 7. PIPER MILANIE 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: Yes # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 1/6/17 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: I am the Managing Member LLC 8. AVIAPA, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 11/19/19 ADDY: 5987 Shetland Dr, Doylestown PA 1890 DESCRIPT: Managing Mem 9. CLEARED DIRECT LEASING, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 12/4/19 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPTION: MGMT MEM 10. KDYL CIRRUS 1, LLC POS: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 3/12/21 ADDY: 5987 Shetland Dr, Doylestown PA 18902 DESCRIPT: MGMT Mem 11. LEADING EDGE AVIATION, INC. POS: VP NATURE: CORP INVESTMENT RELATED: No # OF HRS: 4 SECURITIES TRADING HRS: 0 START DATE: 12/4/19 ADDY: 3879 Old Easton Rd, Doylestown PA 18902 DESCRIP: participate in strategy meetings 12. LEA MAINTENANCE, LLC POS: Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 2/13/23 ADDY: 3879 Old Easton Rd, Doylestown PA 18902 DESCRIPT: MEMBER 13. GREENCASTLE FAMILY CIRRUS, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HRS: 0 START DATE: 11/10/23 ADDY: 5987 Shetland Dr Doylestown PA 18902 DESCRIPT: Managing Member of LLC. 14. AVIAPA FLIGHT LLC POSITION: Member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2024 ADDY: Doylestown PA 18902, United States DESCRIPT: duties include negotiating rental rates for the aircraft it owns as well as basic clerical duties such as bookkeeping and tax filings. 15. GREENCASTLE FAMILY HOLDINGS, LLC POSITION: MGMT MEM NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 10/16/23 ADDY: Doylestown PA 18902 DESCRIPT: Managing Member 16. PIPER JOJO 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 4/8/15 ADDY: Doylestown PA 18902 DESCRIPT:MGMT MEM 17. PIPER NIA 1, LLC POS: Managing Member NATURE: LLC INVESTMENT RELATED: No # OF HRS: 1 SECURITIES TRADING HRS: 0 START DATE: 4/8/15 ADDY: Doylestown PA 18902 DESCRIPT:MGMT MEM

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-19
• S63 Uniform Securities Agent State Law Examination
  1995-11-30

Other Names

• Joseph A Perry