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13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-07-24 |
Branch Locations
13358 Manchester Road Suite 200, Des Peres, MO 63131 • United States
820 E. 6Th Street, Washington, MO 63090 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Distributors | Radnor | PA | 04/2012 | 06/2018 |
| Lpl Financial Llc | Washington | MO | 06/2018 | Present |
| Cornerstone Wealth Management, Llc | Washington | MO | 06/2018 | Present |
1) 2018-06-28 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Wealth Management, LLC - Registered Investment Advisor - Y - at reported business location(s) - 2018-06-18 - 160hrs/mth - hrs/mth during trading - 2) 2018-06-28 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Wealth Management - Registered Investment Advisor DBA - Y - at reported business location(s) - 2018-06-18 - 160hrs/mth - hrs/mth during trading - 3) 2018-07-02 - Captain Asset Management LLC - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2018-06-29 - 80hrs/mth - 80hrs/mth during trading 4) 2018-07-02 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Steamboat Financial Group / None - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2018-06-29 - 80hrs/mth - 80hrs/mth during trading 5) 2022-11-16 - The Pickett Group - Non-Variable Insurance - Y - at reported business location(s) - 2022-10-27 - 2hrs/mth - 0hrs/mth during trading 6) 2023-02-08 - The Pickett Group Inc - Non-Variable Insurance - Y - at reported business location(s) - 2023-01-27 - 1hrs/mth - 1hrs/mth during trading 7) 2023-02-13 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Cornerstone Wealth Portfolios / - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2023-02-13 - 80hrs/mth - 80hrs/mth during trading 8) 2024-01-02 - Broker Services Marketing Group - Non-Variable Insurance - Y - at reported business location(s) - 2023-12-27 - 2hrs/mth - 0hrs/mth during trading 9) 2026-05-08 - Legacy Harbor Wealth Management - Business Entity For Tax/Investment Purposes Only - N - at reported business location(s) - 2026-05-05 - 80hrs/mth - 80hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-31 |
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