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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-07
NH RA APPROVED 2024-01-25
VT RA APPROVED 2024-01-03
NY RA APPROVED 2021-04-16
LA RA APPROVED 2020-10-15
OR RA APPROVED 2020-01-24
NJ RA APPROVED 2019-11-29
CO RA APPROVED 2019-11-27
MA RA APPROVED 2018-12-11
SC RA APPROVED 2018-10-29
NC RA APPROVED 2018-10-01
CT RA APPROVED 2018-09-19
FL RA APPROVED 2018-09-07
CA RA APPROVED 2018-09-06
  • PA RA
    APPROVED
    Since 2026-07-07
  • NH RA
    APPROVED
    Since 2024-01-25
  • VT RA
    APPROVED
    Since 2024-01-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • LA RA
    APPROVED
    Since 2020-10-15
  • OR RA
    APPROVED
    Since 2020-01-24
  • NJ RA
    APPROVED
    Since 2019-11-29
  • CO RA
    APPROVED
    Since 2019-11-27
  • MA RA
    APPROVED
    Since 2018-12-11
  • SC RA
    APPROVED
    Since 2018-10-29
  • NC RA
    APPROVED
    Since 2018-10-01
  • CT RA
    APPROVED
    Since 2018-09-19
  • FL RA
    APPROVED
    Since 2018-09-07
  • CA RA
    APPROVED
    Since 2018-09-06

Branch Locations

197 Scott Swamp Rd., Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Park Avenue Securities Llc New York NY 05/1999 Present
Guardian Life Insurance Of America New York NY 08/1997 Present
Other Businesses

1. Insurance business outside of Guardian-Insurance through brokerage non innovative underwriters Start: 04/08/2016 Address: 197 Scott Swamp Rd Farmington CT 06032 1 bus hr per month Investment related 2. Main street Wealth Strategies LLC-LLC I have registered to do my business under rather than MW Financial Group Ltd. I have not actually done business under that name but will at some point in the future Start: 10/01/2013 Address: 197 Scott Swamp Rd Farmington CT 06032 0 hrs per month Investment related 3)Physicians Wealth Strategies LLC- DBA for my Guardian and Park avenue business Start: 07/23/2013 Address: 197 Scott Swamp Rd Farmington CT 06032 17 total hours per month 10 during securities trading hours Not Investment related No compensation 4) Barter Business unlimited-sales, Nature of Business: barter system where trade goods and services for barter credits, Start date: 09/01/2026, Address: 105 Laurel St. Bristol, CT 06010, Duties: Sales, offering Concert tickets, 3 total hours per month; 2 during securities trading hours, Not investment related,

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Designations

View on SEC IAPD

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