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Christopher Lee Vazquez

Osaic Wealth, Inc.

Manhasset, NY

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-01-19
NJ RA APPROVED 2024-01-19
NY RA APPROVED 2024-01-19
PA RA APPROVED 2024-01-19
  • GA RA
    APPROVED
    Since 2024-01-19
  • NJ RA
    APPROVED
    Since 2024-01-19
  • NY RA
    APPROVED
    Since 2024-01-19
  • PA RA
    APPROVED
    Since 2024-01-19

Branch Locations

1615 Northern Blvd Suite 304, Manhasset, NY 11030 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2016 08/2020
Santander Securities, Llc Dorchester MA 01/2016 08/2020
Woodbury Financial Services Inc Manhasset NY 10/2020 01/2024
Osaic Wealth, Inc. Manhasset NY 01/2024 Present
  • 01/2016 → 08/2020
    Santander Bank, Na
    Boston, MA
  • 01/2016 → 08/2020
    Dorchester, MA
  • 10/2020 → 01/2024
    Woodbury Financial Services Inc
    Manhasset, NY
  • 01/2024 → Present
    Manhasset, NY
Previous Registrations
  • 2020-10-16 → 2024-01-19
    Woodbury Financial Services, Inc.
    Manhasset, NY
    Manhasset, NY
  • 2016-02-10 → 2020-08-28
    New York, NY
    Brooklyn, NY
    Jackson Heights, NY
    Jackson Heights, NY
    Jackson Heights, NY
    Scotch Plains, NJ
    Jackson Heights, NY
    Bayside, NY
    Short Hills, NJ
    Jackson Heights, NY
    Somerville, NJ
    Melville, NY
  • 2011-03-31 → 2016-02-01
    Long Island City, NY
    Middle Village, NY
    Garden City, NY
    Middle Village, NY
    Kew Gardens, NY
    Middle Village, NY
    Flushing, NY
    Flushing, NY
    Seaford, NY
  • 2010-08-06 → 2011-03-24
    Chase Investment Services Corp.
    New York, NY
    New York, NY
  • 2009-12-15 → 2010-08-13
    Long Island City, NY
    Long Island City, NY
    Long Island City, NY
    Flushing, NY
  • 2008-12-22 → 2009-12-11
    Chase Investment Services Corp.
    Baldwin, NY
    Freeport, NY
    Hempstead, NY
    Freeport, NY
  • 2008-06-17 → 2008-12-18
    South Ozone Park, NY
    Oak Brook, IL
    Lake Success, NY
  • 2008-03-04 → 2008-06-09
    New Rochelle, NY
    Corona, NY
    New York, NY
    New York, NY
    Jamaica, NY
    Brooklyn, NY
    New York, NY
    New York, NY
  • 2007-01-04 → 2008-03-04
    Ifmg Securities, Inc.
    New York, NY
    New York, NY
    Brooklyn, NY
    Jamaica, NY
    New Rochelle, NY
    Corona, NY
    New York, NY
    New York, NY
  • 2004-04-07 → 2006-12-20
    Ifmg Securities, Inc.
    North Miami Beach, FL
    New York, NY
    Jamaica, NY
    New Rochelle, NY
    New York, NY
    Corona, NY
    New York, NY
    Brooklyn, NY
    New York, NY
  • 2003-08-29 → 2004-03-25
    Miami, FL
Other Businesses

1. VAZQUEZ ACQUISITIONS LLC POS: Owner NATURE: LLC INV. RELATED: HRS: 15 SEC TRD HRS: 0 START: 4/8/15 ADDY: Huntington NY 11743 DESC: owner - buy, renovate/sell real est. In the future I may decide to buy and rent props. 2. CHRISTOPHER VAZQUEZ POS: Realtor NATURE: Sole Prop INV. RELATED: Yes HRS: 4 SEC TRD HRS: 0 START: 9/10/20 ADDY: Huntington NY 11743 DESC: real est license/EXP realty. not sold any props 3. OAKFIELD WEALTH MGMT POS: Finl Advisor NATURE: LLC INV. RELATED: HRS: 160 SEC TRD HRS: 160 START: 12/31/20 ADDY: Dix Hills NY 11746 DESC: part of the group managed by Anthony Macaluso Oakfield Wealth Mgmt at Woodbury Finl. I am featured on the website. 4. HIGHLAND CAPITAL BROKERAGE POS: Agent NATURE: Sole Prop INV. RELATED: Yes HRS: 20 SEC TRD HRS: 20 START: 9/8/22 ADDY: Manhasset NY 11030 DESC: provide fixed life ins/ fixed ann Highland is a Brokerage Partner AG 5. PROSPERITY LIFE GROUP POS: Agent NATURE: Sole prop INV. RELATED: Yes HRS: 10 SEC TRD HRS: 3 START: 9/12/22 ADDY: Manhasset NY 11030 DESC: sell fixed ann /life ins/ Prosperity LIFE Group in NY, PA, NJ AND FL 6. FIS MKTG POS: Finl Advisor NATURE: Sole Prop INV. RELATED: Yes HRS: 10 SEC TRD HRS: 10 START: 10/4/22 ADDY: Islandia NY 11749 DESC: FIS Mktg 7. FINL INDEPENDENCE GROUP POS: Private Wealth Advisor NATURE: Sole Prop INV. RELATED: Yes HRS: 20 SEC TRD HRS: 2 START: 11/17/23 ADDY: Manhasset NY 11030 DESC: sell life ins, FAFIAs, disability ins/ LTC ins 8. MAGELLAN FINL POS: Private Wealth Advisor NATURE: sole prop INV. RELATED: Yes HRS: 20 SEC TRD HRS: 2 START: 1/11/24 ADDY: Manhasset NY 11030 DESC: sell life ins, FA, FIA , disability ins/LTC ins to my prospects and clients at Woodbury Finl/Osaic Wealth 9. STRATEGIC EDUCATION TECHNOLOGIES A/K/A SET POS: Private Wealth Advisor NATURE: Sole Prop INV. RELATED: Yes HRS: 20 SEC. TRADING HRS: 5 START: 3/7/24 ADDY: Manhasset NY 11030 DESC: sell life ins, FAs, FIAs, disability ins/ LTC ins 10. CHRIS VAZQUEZ POS: Owner NATURE: Sole Prop INV. RELATED: No NUMBER HRS: 20 SEC. TRADING HRS: 0 START: 3/7/24 ADDY: Huntington NY 11743 DESC: Provide information to college-bound students and their parents. Services are fulfilled by 3rd party professional education company The College Planning Network, LLC 11. CAMPUS BOUND PLANNING LLC POSITION: Owner NATURE: LLC INV. RELATED: HRS: 20 SEC. TRADING HRS: 0 START: 3/7/24 ADDY: Huntington NY 11743 DESC: Provide info to college-bound students 12.CMAC ENTERPRISES LLC - DBA BACKYARD FIXTURES POS: Co-Founder NATUR: E-Commerce LLC INV. RELATED: HRS: 40 SEC. TRADING HRS: 0 START: 7/23/24 ADDY: Manhasset NY 11030 DESC: E-commerce store 13. SIMPLICITY POS: Ins Agent NATURE: Sole Prop INV. RELATED: Yes HRS: 10 SEC. TRADING HRS: 10 START: 11/7/24 ADDY: Manhasset NY 11030 DESC: Sales /fixed life ins products 14.NEAT STREET CLEANERS POSITION: CEO NATURE: LLC INV. RELATED: No NUMBER HRS.: 20 SEC. TRADING HRS.: 0 START: 05/09/2025 ADDRESS: 57 Manchester Rd, Huntington NY 11743 DESC: Starting a remote cleaning business. Will facilitate cleaning residences &businesses. I will hire independent cleaners to perform the job 15. PLATINUM PRO CLEANERS LLC POSITION: CEO NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SEC. TRADING HRS: 0 START DATE: 05/09/2025 ADDRESS: 57 Manchester Rd, Huntington NY 11743, United States DESCRIPTION: Starting a remote cleaning business. Will facilitate the cleaning of residences & businesses. I will hire independent cleaners to perform the job

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-22
  • S66 Uniform Combined State Law Examination
    2003-08-22

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