William Austin Allen

Employer firm

Calton & Associates, Inc. CRD 20999

$1.58B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 02/2018
  Invest Financial Corp.
  Tampa, FL
• 02/2018 → 08/2024
  Lpl Financial Llc
  Panama City, FL
• 08/2024 → Present
  Calton & Associates, Inc.
  Tampa, FL

Previous Registrations

• 2018-02-14 → 2024-08-29
  Lpl Financial Llc
  Panama City, FL
  Panama City, FL
• 2013-04-15 → 2018-02-15
  Invest Financial Corporation
  Panama City, FL
  Panama City, FL
  Panama City, FL
  Southport, FL
  Panama City, FL
  Appleton, WI
• 2007-08-07 → 2013-04-12
  Geneos Wealth Management, Inc.
  Roanoke, VA
  Panama City, FL
• 2002-02-12 → 2007-08-07
  Cuna Brokerage Services, Inc.
  Linn Haven, FL
  Linn Haven, FL

Other Businesses

1. 10/25/2017 - Bay Financial Solutions, LLC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Owner - start date 4/1/2012 - 40 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-01-17
• S63 Uniform Securities Agent State Law Examination
  1996-01-16

Other Names

• Bill Allen
• William Austin Allen