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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-06-23 |
| AK | RA | APPROVED | 2016-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Silverdale | WA | 07/2013 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Thrivent Investment Management Inc | Palmer | AK | 11/2016 | Present |
| Thrivent Financial | Appleton | WI | 11/2016 | 02/2017 |
| Thrivent Financial | Appleton | WI | 02/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-14 |
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