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Carri Lynn Berger

Osaic Wealth, Inc.

Palmer, AK

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2018-11-02
  • AK RA
    APPROVED
    Since 2018-11-02

Branch Locations

541 South Cobb Suite 205, Palmer, AK 99645 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ellis Group, Inc. Palmer AK 06/2000 Present
Signator Investors, Inc. Palmer AK 05/2016 11/2018
Osaic Wealth, Inc. Palmer AK 11/2018 Present
  • 06/2000 → Present
    The Ellis Group, Inc.
    Palmer, AK
  • 05/2016 → 11/2018
    Signator Investors, Inc.
    Palmer, AK
  • 11/2018 → Present
    Palmer, AK
Previous Registrations
  • 2016-05-13 → 2018-11-02
    Signator Investors, Inc.
    Gold River, CA
    Palmer, AK
    Nashville, TN
  • 2000-04-28 → 2016-05-13
    Palmer, AK
    Gold River, CA
    Palmer, AK
Other Businesses

1. THE ELLIS GROUP, INC. POSITION: Registered Rep/IAR NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 100 START DATE: 12/21/1998 ADDRESS: 541 S Cobb St Ste 205, Palmer AK 99645, United States DESCRIPTION: Sales and Marketing of securities, investment advisory and insurance products 2. THE ELLIS GROUP, INC. FIXED INSURANCE POSITION: Agent NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 8 START DATE: 09/22/2000 ADDRESS: 541 S Cobb St Ste 205, Palmer AK 99645, United States DESCRIPTION: Sales and marketing of fixed annuities and non-variable insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-01
S63 Uniform Securities Agent State Law Examination 1999-09-13
  • S65 Uniform Investment Adviser Law Examination
    1999-10-01
  • S63 Uniform Securities Agent State Law Examination
    1999-09-13
Other Names
  • Carri Gett
  • Carri Lynn Gett

View on SEC IAPD

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