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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-04 |
| OH | RA | APPROVED | 2018-05-03 |
Branch Locations
159 Crocker Park Boulevard Suite 460, Westlake, OH 44145 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cleveland | OH | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cleveland | OH | 11/2016 | 05/2018 |
| Morgan Stanley | Westlake | OH | 05/2018 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 06/2018 | Present |
KENT STATE UNIVERSITY FOUNDATION, NOT INV RELATED, KENT OHIO, START: 9/1/2006, 8 HOURS PER MONTH/8 DURING TRADING, DUTIES: STRATEGY AND ADVOCATE. * 431697 â?" A-Ok LLC; Investment related No; Bay Village, OH; Real Estate; member (proprietor, partner, officer, director, employee, trustee, agent); Jan 2021; During business hours: 0; After business hours: 2; Administrative. *370269 - OZ Millenia Fund III LLC; Investment related: Yes; Bay Village, Ohio; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 05/2019; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1996-08-09 |
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