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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-20
  • FL RA
    APPROVED
    Since 2021-04-20

Branch Locations

2333 Ponce De Leon Blvd. Suite 500, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Miami FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 04/2021
Raymond James & Associates, Inc Coral Gables FL 04/2021 Present
Previous Registrations
Other Businesses

(1) Name of Business: LL 1140 LLC Address: 16221 Aberdeen Way, Miami Lakes, FL, 33014, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 12/17/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Authorized signer in the checking account. LLC owned by my wife. (2) Name of Business: LL1140LLC Address: 16221 Aberdeen Way, Hialeah, FL, 33014, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 12/21/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This entity is owned by my spouse. My role is only to be an authorized signer when the bank account is opened. (3) Name of Business: MABO LLC Address: 74 E. 13 St., Hialeah, FL, 33010, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/20/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Income/Owner duties (4) Name of Business: MABO LLC Address: 16221 Aberdeen Way, Miami Lakes, FL, 33014, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/20/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Income/Owner duties (5) Name of Business: MM Investments LLC Address: 100 and 120 West 13 Street, Hialeah, FL, 33010, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 09/26/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (6) Name of Business: MM Investments LLC Address: 16221 Aberdeen Way, Miami Lakes, FL, 33014, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/24/2000 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Picking up rent. (7) Name of Business: MOAB LLC Address: 16221 Aberdeen Way, Miami Lakes, FL, 33014, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 10/28/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owns a condominium with address: 4100 Salzedo Street Apt. 911 Coral Gables, Fl 33134 (8) Name of Business: MOAB LLC Address: 16221 Aberdeen Way, Miami Lakes, FL, 33014, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 02/03/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental Real Estate. My son will be living in the condo.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-23
S63 Uniform Securities Agent State Law Examination 1996-02-06
  • S66 Uniform Combined State Law Examination
    2019-12-23
  • S63 Uniform Securities Agent State Law Examination
    1996-02-06
Other Names
  • Orlando Garcia

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