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Gwendolyn B Williams

Pfs Investments Inc.

Great Neck, NY

Denver, CO

CRD 2682026

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Employer firm

Pfs Investments Inc. CRD 10111

$15.5B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-12
  • NY RA
    APPROVED
    Since 2021-07-12

Branch Locations

185 Great Neck Road Ste 441, Great Neck, NY 11021 • United States

4700 Oakland Street Ste 105, Denver, CO 80239 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Primerica Financial Services Great Neck NY 05/1995 Present
Pfs Investment Inc. Hempstead NY 10/1995 03/2020
Pfs Investments Inc. Great Neck NY 08/2020 Present
  • 05/1995 → Present
    Primerica Financial Services
    Great Neck, NY
  • 10/1995 → 03/2020
    Pfs Investment Inc.
    Hempstead, NY
  • 08/2020 → Present
    Great Neck, NY
Previous Registrations
  • 2011-09-26 → 2020-03-11
    Denver, CO
    Hempstead, NY
    New Hyde Park, NY
    West Hempstead, NY
    College Point, NY
    Denver, CO
    Hempstead, NY
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-04-16
S63 Uniform Securities Agent State Law Examination 1996-01-26
  • S65 Uniform Investment Adviser Law Examination
    2011-04-16
  • S63 Uniform Securities Agent State Law Examination
    1996-01-26
Other Names
  • Gwendolyn Bennett Williams

View on SEC IAPD

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