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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-03-11 |
| CA | RA | APPROVED | 2004-02-06 |
Branch Locations
131 South Rodeo Drive Suite 300, Beverly Hills, CA 90212 • United States
131 South Rodeo Dr Suite 200, Beverly Hills, CA 90212 • United States
Pacific Palisades, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 02/2004 | Present |
1. Vacation home in lake arrowhead, occasional vacation rental, Proprietor / owner, maintain and rent home, start date-11/20/2016, San Bernadino County CalforniaUnited States-95232
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-11-20 |
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