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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-22 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bremer Bank | St. Anthony | MN | 04/2014 | 04/2025 |
| Raymond James Financial Services | St Paul | MN | 08/2009 | 04/2025 |
| Raymond James Financial Services Advisors Inc. | St. Anthony | MN | 08/2009 | 04/2025 |
| Hallett Financial | St. Anthony | MN | 10/2017 | 01/2019 |
| Rbc Capital Markets, Llc | Dallas | TX | 04/2025 | Present |
(1)Name of Business: Bremer Bank Address: 2654 Kenzie Terrace, St Anthony, MN, 55418, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 04/04/2014 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I advise clients of the bank (as well as non-bank clients) about their finances. Bremer Bank is my employer and that is who I receive checks from. (2)Name of Business: Bremer Investments Address: 2654 Kenzie Terrace, St Anthony, MN, 55418, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/15/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-13 |
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