James Thomas Elios

Employer firm

Elios Financial Group, Inc. CRD 119873

$332M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → 10/2018
  Lpl Financial, Llc
  Westlake, OH
• 01/2007 → Present
  Elios Financial Group, Inc.
  Westlake, OH
• 10/2018 → Present
  Private Client Services
  Westlake, OH

Previous Registrations

• 2007-02-02 → 2019-12-31
  Elios Financial Group, Inc.
  Westlake, OH
  Westlake, OH
• 1999-10-18 → 2015-10-28
  Lpl Financial Llc
  Westlake, OH
  Rocky River, OH

Other Businesses

1) CENTER POINT WEST. 30700 CENTER RIDGE ROAD, WESTLAKE, OH 44145. OWNER/OWNER-OCCUPIED OFFICE BUILDING. PROPERTY MANAGER/RENT EXTRA OFFICE SPACE. 2 HOURS/MO; 0 DURING TRADING HOURS. 2) ELIOS FINANCIAL GROUP, INC. 30700 CENTER RIDGE ROAD, WESTLAKE, OH 44145. RIA, WEALTH ADVISER & INSURANCE SALES. 20 HOURS/MO; 1-2 HOURS/WEEK. 3) ELIOS FINANCIAL GROUP, INC. 30700 CENTER RIDGE ROAD, WESTLAKE, OH 44145. SEC REGISTERED INVESTMENT ADVISOR (RIA) ADVISE CLIENTS ON INVESTMENTS. 160 HOURS/MO; 40 HOURS/WEEK DURING TRADING HOURS. 4) AUTHOR OF SELF-PUBLISHED BOOK ON KINDLE DIRECT, I WROTE AND EDITED THE BOOK FOR PERSONAL USE, 0 HOURS/MO., 0 DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1996-02-21

Designations

• Chartered Financial Consultant

Other Names

• James T Elios