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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-04-08 |
| NH | RA | APPROVED | 2026-03-31 |
| SC | RA | APPROVED | 2026-01-30 |
| MI | RA | APPROVED | 2026-01-27 |
| PA | RA | APPROVED | 2026-01-27 |
| VA | RA | APPROVED | 2026-01-27 |
| WI | RA | APPROVED | 2026-01-27 |
| ID | RA | APPROVED | 2026-01-23 |
| CA | RA | APPROVED | 2024-01-16 |
| CO | RA | APPROVED | 2024-01-16 |
| MD | RA | APPROVED | 2024-01-16 |
| NV | RA | APPROVED | 2024-01-16 |
| OR | RA | APPROVED | 2024-01-16 |
| AZ | RA | APPROVED | 2023-07-10 |
| NJ | RA | APPROVED | 2020-03-27 |
| CT | RA | APPROVED | 2020-03-25 |
| DE | RA | APPROVED | 2020-03-25 |
| NC | RA | APPROVED | 2020-03-25 |
| TX | RA | APPROVED | 2020-03-25 |
| UT | RA | APPROVED | 2020-03-25 |
| WA | RA | APPROVED | 2020-03-25 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Menlo Park | CA | 01/2013 | 04/2017 |
| First Republic Securities Company, Llc | Menlo Park | CA | 04/2017 | 05/2019 |
| First Republic Investment Management, Inc. | Menlo Park | CA | 04/2017 | 05/2019 |
| Ieq Capital, Llc | Foster City | CA | 06/2019 | Present |
(1) I am an associated person of IEQ Capital, LLC. (Firm CRD# 301819), an SEC registered investment adviser. The majority of my time is devoted to activities for IEQ Capital, LLC. (2) Name/Address: University of Connecticut Foundation, STORS CT: Investment Related: Yes Position: Board of Directors, Alumni Investment Committee Member Start date of relationship: 2010 (3) Name/Address: First Tee of Monterrey, Salinas CA; Investment Related: No Position: Member of Board of Directors Start date of relationship: 1/24/2013 Description of duties: Attend Board meetings Number of hours devoted each month: 1 per quarter Number of hours during securities trading hours: 1 per year (4) Name/Address: PEBBLE BEACH COMPANY FOUNDATION, PEBBLE BEACH CA; INVESTMENT RELATED: No POSITION: MEMBER OF THE BOARD OF DIRECTORS START DATE OF RELATIONSHIP WITH ORGANIZATION: 2013 DUTIES: ATTEND BOARD MEETINGS APPROX. NUMBER OF HOURS DEVOTED TO ACTIVITY: 1 PER QUARTER NUMBER OF HOURS DURING SECURITIES TRADING HOURS PER MONTH: 1 PER YEAR (5) Name/Address: Luminous Capital, LLC, Los Angeles CA; Investment Related: Yes Position: Direct Owner Start date of relationship: 2008 Description of Duties: None. Tax Reporting and distribution of investment proceeds for previously made investments. In 2012 the entity was purchased by First Republic Investment Management, Inc. Number of hours devoted each month: 0 (6) Name/Address: AJ Capital, Chicago IL; Investment Related: Yes Position: Advisory Board for direct investments Start Date of relationship: 5/30/2017 Responsibility of Duties: Number of hours devoted each month: Less than 1 (7)Name: Garrison Opportunities Fund II LP (Start date: 12/2/2010) Garrison Opportunity Fund III A LLC (Start date: 1/5/2011) Garrison Opportunity Fund B III LLC (Start date: 1/5/2011) Investment Related: Yes Position: Advisory Board Member Start Date of relationship: 12/2/2010 Responsibility of Duties: Board oversight potion providing general investment advice. I will not be directing specific investments. Number of hours devoted each month: 1 to 2 hours (8)Name: Angelo Gordon Net Lease Realty Fund II Investment Related: Yes Position: Advisory Board Member Start Date of relationship: 3/10/2014 Responsibility of Duties: Board oversight potion providing general investment advice. I will not be directing specific investments. Number of hours devoted each month: 1-2 hours (9)Name: ROC III Limited Partnership Investment Related: Yes Position: Advisory Board Member Start Date of relationship: 7/10/2016 Responsibility of Duties: Number of hours devoted each month: Number of hours devoted during securities trading: Responsibility of Duties: Board oversight potion providing general investment advice. I will not be directing specific investments. Number of hours devoted each month: 1-2 hours (10)Name/Address: Sunburst Partners III, Pacific Palisades CA Investment Related: Yes Position: General Partner Start Date of relationship: 6/30/2005 Responsibility of Duties: Investment Partnership. Tax reporting and distribution of investment proceeds for previously made investment holdings. Entity winding down. Number of hours devoted each month: 0 (11) Name/Address: Orchard View Sports & Entertainment LLC, New York NY; Investment-related: No; Nature of business: LLC is ownership entity for the Des Moines Buccaneers a USHL Hockey team.The USHL is a professional junior level hockey league; Role: limited partner; Description of duties: no ability to make business decisions; Start date: 10/29/2018 Number of hours each month: 0-5; Number of hours during trading: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-01-23 |
| S65 | Uniform Investment Adviser Law Examination | 1996-05-02 |
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