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Frank Joseph Mcfarland

Ieq Capital, LLC

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-14
NV RA APPROVED 2020-04-09
NJ RA APPROVED 2020-03-27
NC RA APPROVED 2020-03-26
TX RA APPROVED_RES 2020-03-26
CO RA APPROVED 2020-03-25
CT RA APPROVED 2020-03-25
DE RA APPROVED 2020-03-25
MD RA APPROVED 2020-03-25
OR RA APPROVED 2020-03-25
UT RA APPROVED 2020-03-25
WA RA APPROVED 2020-03-25
CA RA APPROVED 2019-06-11
  • NY RA
    APPROVED
    Since 2023-04-14
  • NV RA
    APPROVED
    Since 2020-04-09
  • NJ RA
    APPROVED
    Since 2020-03-27
  • NC RA
    APPROVED
    Since 2020-03-26
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • CO RA
    APPROVED
    Since 2020-03-25
  • CT RA
    APPROVED
    Since 2020-03-25
  • DE RA
    APPROVED
    Since 2020-03-25
  • MD RA
    APPROVED
    Since 2020-03-25
  • OR RA
    APPROVED
    Since 2020-03-25
  • UT RA
    APPROVED
    Since 2020-03-25
  • WA RA
    APPROVED
    Since 2020-03-25
  • CA RA
    APPROVED
    Since 2019-06-11

Branch Locations

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Republic Securities Company, Llc Los Angeles CA 01/2013 05/2019
Ieq Capital, Llc Foster City CA 06/2019 Present
  • 01/2013 → 05/2019
    First Republic Securities Company, Llc
    Los Angeles, CA
  • 06/2019 → Present
    Ieq Capital, Llc
    Foster City, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-01-11
S65 Uniform Investment Adviser Law Examination 1998-06-25
  • S63 Uniform Securities Agent State Law Examination
    2013-01-11
  • S65 Uniform Investment Adviser Law Examination
    1998-06-25
Other Names
  • Frank Joseph Mcfarlane
  • Frank Joseph Mcfarland
  • Francis Joseph Mcfarland
  • Frank Joseph Mcfarland

View on SEC IAPD

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SUMMITRY, LLC
WELLS FARGO CLEARING SERVICES, LLC
CELESTA
SEMPERVIRENS VENTURES LLC

Other Investors

TONY HUNG NGUY
DYLAN BOWSKY
Ronald Timothy Clement
Tom Gai
Jia Hui Wei
Xiaoyan Zhou
AJANTA BASAK
Mohammad Safariannematabad

Other Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA
U.S. BANCORP ADVISORS, LLC · Foster City, CA
J.P. MORGAN SECURITIES LLC · SAN MATEO, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOSTER CITY, CA
SUMMITRY, LLC · FOSTER CITY, CA
J.P. MORGAN SECURITIES LLC · FOSTER CITY, CA
WELLS FARGO CLEARING SERVICES, LLC · FOSTER CITY, CA
CELESTA · SAN MATEO, CA

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