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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-09 |
| MI | RA | APPROVED | 2010-06-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Center For Wealth Planning, Inc. | Troy | MI | 01/2006 | 01/2018 |
| Lpl Financial Corporation | Washington Twp | MI | 09/2009 | Present |
1. 03/31/2010 - DBA ONLY, DIVERSIFIED FINANCIAL SERVICES, INC., MI.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-02-16 |
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