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Conor William Walters

LPl Financial LLC

Washington Twp, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-28
MI RA APPROVED 2021-10-29
  • TX RA
    APPROVED
    Since 2022-09-28
  • MI RA
    APPROVED
    Since 2021-10-29

Branch Locations

65905 Van Dyke, Washington Twp, MI 48095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Services Southfield MI 09/2019 10/2021
Miles Of Golf Ypsilanti MI 02/2017 09/2019
Washtenaw Golf Club Ypsilanti MI 03/2016 09/2018
University Of Michigan Ann Arbor MI 09/2014 04/2020
Lpl Financial, Llc Washington Twp MI 10/2021 Present
  • 09/2019 → 10/2021
    Hantz Financial Services
    Southfield, MI
  • 02/2017 → 09/2019
    Miles Of Golf
    Ypsilanti, MI
  • 03/2016 → 09/2018
    Washtenaw Golf Club
    Ypsilanti, MI
  • 09/2014 → 04/2020
    University Of Michigan
    Ann Arbor, MI
  • 10/2021 → Present
    Lpl Financial, Llc
    Washington Twp, MI
Previous Registrations
Other Businesses

1. 10/29/2021 - DIVERSIFIED FINANCIAL SERVICES, INC./ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ WASHINGTON TWP, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-29
  • S66 Uniform Combined State Law Examination
    2021-01-29

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC
THE HUNTINGTON INVESTMENT COMPANY
EDWARD JONES
PFS INVESTMENTS INC.
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
HANTZ FINANCIAL SERVICES, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

LISA MARIE MCGRATH
PATRICK GERALD MCGRATH
Matthew Charles Hasse
ROBERT LEROY BITTNER
Scott Andrew Allen
Kimberly DuVernay
KRISTIE ANN SZEJBACH
Giulio Isom

Other Offices

J.P. MORGAN SECURITIES LLC · WASHINGTON TWP, MI
THE HUNTINGTON INVESTMENT COMPANY · WASHINGTON, MI
EDWARD JONES · WASHINGTON TOWNSHIP, MI
PFS INVESTMENTS INC. · WASHINGTON TWP, MI
FIFTH THIRD SECURITIES, INC. · ROMEO, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Washington, MI
LPL FINANCIAL LLC · ROMEO, MI
HANTZ FINANCIAL SERVICES, INC. · ROMEO, MI

More in Washington Twp, MI

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