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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-07-10 |
Branch Locations
325 Cherokee Blvd., Suite 301, Chattanooga, TN 37405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keel Point, Llc | Huntsville | AL | 09/2015 | 07/2022 |
| Keel Point Capital, Llc | Huntsville | AL | 09/2015 | 07/2022 |
| Cadaret, Grant & Co., Inc. | Chattanooga | TN | 07/2022 | 07/2025 |
| Lpl Financial Llc | Chattanooga | TN | 07/2025 | Present |
1- 07/2025 - Phyllis Renneisen - Act in a Fiduciary Capacity - Not Investment Related - Signal Mtn, TN - Start Date 01/01/2024 - 5 hours per month/ 0 hours during trading 2- 07/2025 - Lawson Winchester Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/12/2025 - 160 hours per month/ during trading 3- 07/2025 - Kay A Hughes - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/1998 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-14 |
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