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Kay Renneisen Hughes

LPl Financial LLC

Chattanooga, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-07-10
  • TN RA
    APPROVED
    Since 2025-07-10

Branch Locations

325 Cherokee Blvd., Suite 301, Chattanooga, TN 37405 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keel Point, Llc Huntsville AL 09/2015 07/2022
Keel Point Capital, Llc Huntsville AL 09/2015 07/2022
Cadaret, Grant & Co., Inc. Chattanooga TN 07/2022 07/2025
Lpl Financial Llc Chattanooga TN 07/2025 Present
  • 09/2015 → 07/2022
    Huntsville, AL
  • 09/2015 → 07/2022
    Keel Point Capital, Llc
    Huntsville, AL
  • 07/2022 → 07/2025
    Cadaret, Grant & Co., Inc.
    Chattanooga, TN
  • 07/2025 → Present
    Chattanooga, TN
Previous Registrations
  • 2022-07-01 → 2025-07-10
    Cadaret, Grant & Co., Inc.
    Syracuse, NY
    Chattanooga, TN
  • 2015-09-23 → 2022-07-11
    Chattanooga, TN
    Huntsville, AL
  • 2010-06-15 → 2015-12-04
    Demoss Capital, Inc.
    Chattanooga, TN
  • 2005-12-15 → 2010-03-23
    Telarray, Llc
    Memphis, TN
Other Businesses

1- 07/2025 - Phyllis Renneisen - Act in a Fiduciary Capacity - Not Investment Related - Signal Mtn, TN - Start Date 01/01/2024 - 5 hours per month/ 0 hours during trading 2- 07/2025 - Lawson Winchester Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/12/2025 - 160 hours per month/ during trading 3- 07/2025 - Kay A Hughes - Notary - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/1998 - 0 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-14
  • S65 Uniform Investment Adviser Law Examination
    2005-12-14
Designations
Other Names
  • Kay Ann Renneisen
  • Kay Ann Hughes

View on SEC IAPD

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