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Richard Vincent Slater

Morgan Stanley

Lawrenceville, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
DE RA APPROVED 2009-06-01
NJ RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • DE RA
    APPROVED
    Since 2009-06-01
  • NJ RA
    APPROVED
    Since 2009-06-01

Branch Locations

1200 Lenox Drive Suite 300, Lawrenceville, NJ 08648 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 06/1998 Present
Morgan Stanley Smith Barney Lawrenceville NJ 06/2009 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-04-30
S63 Uniform Securities Agent State Law Examination 1996-03-15
  • S65 Uniform Investment Adviser Law Examination
    2004-04-30
  • S63 Uniform Securities Agent State Law Examination
    1996-03-15
Other Names
  • Richard Vincent Slater
  • Rich Vincent Slater
  • Rich Slater

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Lawrenceville, NJ
AMERIPRISE FINANCIAL SERVICES, LLC · LAWRENCEVILLE, NJ
LPL FINANCIAL LLC · LAWRENCE TOWNSHIP, NJ
CURCIO WEBB LLC · LAWRENCEVILLE, NJ
WHITE KNIGHT STRATEGIC WEALTH ADVISORS, LLC · LAWRENCEVILLE, NJ
COMMONWEALTH FINANCIAL NETWORK · Lawrenceville, NJ
CONSTANTIA CAPITAL LLC · LAWRENCEVILLE, NJ
WEINGARTEN ASSOCIATES, L.L.C. · LAWRENCEVILLE, NJ

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