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Franklin Matthew Anselmi

J.P. Morgan Securities LLC

Davis, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-09-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2013-09-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

330 "E" St., Davis, CA 95616 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Davis CA 12/2013 Present
Previous Registrations
  • 2012-06-18 → 2012-10-01
    Chase Investment Services Corp.
    Sacramento, CA
    Sacramento, CA
  • 2003-11-28 → 2012-07-02
    Charles Schwab & Co., Inc.
    Sacramento, CA
    Sacramento, CA
  • 1998-11-02 → 2002-11-21
    Morgan Stanley Dw Inc.
    Sacramento, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-01-05
S63 Uniform Securities Agent State Law Examination 1995-12-21
  • S65 Uniform Investment Adviser Law Examination
    1996-01-05
  • S63 Uniform Securities Agent State Law Examination
    1995-12-21
Other Names
  • Frank Matthew Anselmi

View on SEC IAPD

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Other Offices

ARCHER POINTE WEALTH MANAGEMENT, LLC · DAVIS, CA
LPL FINANCIAL LLC · DAVIS, CA
CHARLES SCHWAB & CO., INC. · Davis, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DAVIS, CA
FLYWAY ADVISORS · DAVIS, CA
U.S. BANCORP ADVISORS, LLC · Davis, CA
EDWARD JONES · DAVIS, CA
WELLS FARGO CLEARING SERVICES, LLC · DAVIS, CA

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