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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-03-08
AL RA APPROVED 1996-01-05
  • TX RA
    APPROVED
    Since 2016-03-08
  • AL RA
    APPROVED
    Since 1996-01-05

Branch Locations

850 Corporate Pkwy Ste 106, Hoover, AL 35242-5468 • United States

Birmingham, AL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Birmingham AL 09/2005 03/2020
Ameriprise Financial Services, Llc Birmingham AL 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 1338 34th St. South #E Birmingham, AL 35205, ,; ; 01/01/2001 / Lot/Land; Farm land in Greensboro, AL with a cabin (inherited from parents, ,; Not Investment-Related; 11/05/2015. Business Ownership; Irby Investments Inc.; owner/manager; Consulting; 1022 Edenton Dr, , Birmingham, AL, 35242; Not Investment-Related; 01/01/2001; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Certified Financial Planners; Analysist?; 1425 K St NW #800, , Washington, DC, 20005; Investment-Related; 03/10/2026; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-12-07
  • S63 Uniform Securities Agent State Law Examination
    1995-12-07
Designations
Other Names
  • Lisa Irby Gaddis
  • Lisa Renee Irby

View on SEC IAPD

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